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FSA Regulation
Venture 4th Limited is an Authorised Representative of Venture Marketing Limited which is a firm that is Authorised and Regulated by the Financial Services Authority to conduct investment business.
The Financial Services Authority (FSA) is an independent organisation responsible for regulating financial services in the UK. The FSA's broad task is to achieve a marketplace that is run in an efficient, orderly and clean manner whilst ensuring that financial services customers receive a fair deal by being properly informed and appropriately protected. Ultimately, the FSA is all about maintaining confidence in the UK's financial marketplace for the benefit of everyone.
The FSA is responsible for regulating much of the UK’s financial services industry, including authorising firms and individuals to operate within its regulatory frameworks, and setting the standards that those firms and individuals are required to meet.
Only the FSA can authorise firms and individuals to work in financial marketplaces regulated by the FSA. Authorised firms are listed on the FSA Register (available on the FSA website: www.fsa.gov.uk). It is illegal to operate in FSA markets without being included on the register. To be authorised, the FSA needs to be satisfied that firms and individuals are honest, competent and financially sound, and that they will treat their clients fairly. Authorisation may be given for all, or only a part, of a firm’s operations. |
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Significant skills, expertise and services that Venture 4th provides to its clients fall outside of the need for regulation by the FSA. Crucially, key aspects of the corporate finance work involved in financing, restructuring and mergers & acquisitions can also be carried out directly by Venture 4th with FSA authorisation. As an Authorised Representative of Venture Marketing Limited, Venture 4th is Authorised and Regulated by the FSA to conduct investment business with intermediate customers and market counterparties. Specifically Venture 4th can:
- Conduct investment business and corporate finance advisory work
- Advise on investments
- Agree to carry on a regulated activity
- Arrange (bring about) deals in investments
- Make arrangements with a view to transactions in investments.
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Full and current details of the regulatory status of Venture 4th Ltd, Venture Marketing Ltd and the individual executives holding controlled functions within these organisations can be found on the FSA Register on the FSA website.  view site |
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